Risk & Compliance

Our Risk & Compliance services divide into three arenas;

Sarbanes-Oxley Compliance

Assurance Partners works closely with management to create and implement a proven approach to corporate governance controls, SOX Sections 302/404 compliance and other regulatory requirements. Our clients are organizations who seek us for our extensive Sarbanes Oxley knowledge in the areas of implementation, testing, monitoring and maintenance within the SEC and PCAOB standards. Our clients call upon us for our extensive experience in working within the Sarbanes Oxley audit methodology framework of their external auditors, especially with each of the Big 4 accounting firms. They look to us for honest, objective, thoughtful, and experienced advice.

Internal Audit Outsourcing

Our clients call on us when they find themselves under pressure to meet critical deadlines to deliver results. They call us when they want to add resources to their strategic internal audit initiatives. They call us when they need to make decisions that will have major consequences for their people, and their organizations. They call us when they want a trusted independent perspective with pragmatic solutions.

Internal Audit Co-Sourcing

On a project basis, we are well suited to perform specific audits based on the direction of the Audit Committee, Internal Audit/Chief Accounting Officer or based on the client’s audit plan.  We work with and understand that in-house auditors retain responsibility for the Internal Audit process while relying on Assurance Partners for specialized technical skills and personnel.